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TITLE 15
>
CHAPTER 2D
> SUBCHAPTER II
SUBCHAPTER II—INVESTMENT ADVISERS
How Current is This?
§ 80b-1
. Findings
§ 80b-2
. Definitions
§ 80b-3
. Registration of investment advisers
§ 80b-3a
. State and Federal responsibilities
§ 80b-4
. Reports by investment advisers
§ 80b-4a
. Prevention of misuse of nonpublic information
§ 80b-5
. Investment advisory contracts
§ 80b-6
. Prohibited transactions by investment advisers
§ 80b-6a
. Exemptions
§ 80b-7
. Material misstatements
§ 80b-8
. General prohibitions
§ 80b-9
. Enforcement of subchapter
§ 80b-10
. Disclosure of information by Commission
§ 80b-10a
. Consultation
§ 80b-11
. Rules, regulations, and orders of Commission
§ 80b-12
. Hearings
§ 80b-13
. Court review of orders
§ 80b-14
. Jurisdiction of offenses and suits
§ 80b-15
. Validity of contracts
§ 80b-16
. Omitted
§ 80b-17
. Penalties
§ 80b-18
. Hiring and leasing authority of Commission
§ 80b-18a
. State regulation of investment advisers
§ 80b-19
. Separability
§ 80b-20
. Short title
§ 80b-21
. Effective date
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